创新驱动发展战略视角下的专利制度与商业秘密制度:逻辑与选择
作者简介:程德理,同济大学上海国际知识产权学院教授 (上海 200092)。
基金项目:
本文为国家社会科学基金重大项目“新形势下我国参与知识产权全球治理的战略研究”(2A&ZD165)的阶段性成果
摘要: 专利制度和商业秘密制度是鼓励创新、促进科技进步的两种主要制度。两制度的设计逻辑、历史发展逻辑和利益均衡逻辑差异较大。专利制度经过几百年的理论修正和实践探索趋于成熟,而商业秘密制度自实行以来却饱受争议。从历史上看,专利制度产生前基本依靠商业秘密保护技术,其技术传承与扩散范围小、速度慢,而专利制度使人类科技进步驶入快车道,专利制度的设立与调整先后使英德美日等主要发达国家走上了强国之路,它是实现创新驱动发展的有效路径。而商业秘密制度对国家强盛的作用还缺乏实践检验与证明。从利益均衡上看,专利制度可以通过法律和政策调整达到由低水平到高水平的制度均衡,而目前的法律框架无法使商业秘密制度达到均衡状态。过度强化商业秘密保护可能对社会公共利益的促进产生阻碍,权利人遭受利益损害的风险也较高。因此,促进科技进步应以专利制度为主要路径,在某些特殊领域以商业秘密制度为补充,使两制度形成合力共同促进科技进步和人类社会发展。
The Patent System and Trade Secret System under the Innovation Driven Development Strategy: Logic and Choice
Abstract: The patent system and the trade secret system are two main systems that encourage innovation and promote technological progress. There are significant differences in the design logic, historical development logic, and interest balance logic between the two systems. The patent system has matured after hundreds of years of theoretical revision and practical exploration, while the trade secret system has been controversial since its implementation. From a historical perspective, before the emergence of the patent system, it relied mainly on trade secret protection technology, which had a small scope and slow speed of technology inheritance and diffusion. However, the patent system propelled human technological progress into the fast lane, and the establishment and adjustment of the patent system successively led major developed countries such as the UK, Germany, the US, and Japan onto the path of becoming strong powers. It is an effective path to achieve innovation driven development. However, the role of the trade secret system in promoting national strength still lacks practical testing and proof. From the perspective of interest balance, the patent system can achieve a system balance from low to high level through legal and policy adjustments, but the current legal framework cannot prompt the trade secret system to a balanced state. Overstrengthening the protection of trade secrets may hinder the promotion of public interests and increase the risk of harm to rights holders. Therefore, promoting technological progress should take the patent system as the main path, supplemented by the trade secret system in certain special fields, so that the two systems can work together to promote technological progress and human social development.