从著录看明代“小说”观念的“名”与“实”
作者简介:王冉冉,华东师范大学中文系副教授(上海 200241)。
摘要: 明代著录“小说”在选择的标准和观念上很多时候仍然固守着《汉书·艺文志》以来尤其是《新论》《隋书·经籍志》《崇文总目》《宋史·艺文志》中所表现出的诸多小说学传统,即使著录了一定数量的通俗小说,界定“小说”的关键因素也并不包括叙事性与文学性,与现代小说观念有着较大的区别。另一方面,今人公认为小说的一些作品被明人著录于史部之“杂传”“传记”“起居注”“地理”“故事”与子部之“杂家”“道家”“神仙”“仙家”等多种非小说门类,有时还会被著录于集部,表现出小说观念之古与今的错综、名与实的纠葛。对明代近500种方志目录的统计分析可以表明,由于其正统立场,这些方志目录无设立小说类目者,即使著录了一些小说作品,也并非把这些作品视为小说,而是视为史书、子书或杂书,其对小说作品的著录并不能很好揭示明代小说观念的新变。最能体现明代小说观念时代特征的是胡应麟、李贽、袁宏道等人在公私书目之外具有评议性质的小说著录,从中可以看出,通俗小说并未因其通俗性质受到鄙视,而且,“小说”不再作为经史子书的附庸,而是以较为独立的身份在著录中得到认同。甚至,“小说”因其卓越的文学性可以与经史一起归入“至文”“大部文章”与“才子书”中,这就通过称扬小说作品的文学性而真正提高了小说的地位。
The Name and Reality of the Concept of “Xiaoshuo” in the Ming Dynasty Viewed through Listings
Abstract: During the Ming Dynasty,the criteria and concepts for recording Xiaoshuo(“小说”) often adhered to many of the traditional theories and studies of Xiaoshuo .Even though a certain number of popular Xiaoshuo works were recorded,the key factors defining Xiaoshuo did not necessarily include narrative and literary qualities,showing significant differences from modern conceptions of Xiaoshuo.On the other hand,contemporary scholars recognize that some works of Xiaoshuo were recorded by Ming scholars in various non-Xiaoshuo categories,demonstrating the intricate interplay between ancient and modern concepts of Xiaoshuo,as well as the discrepancy between name and reality.Statistical analysis of nearly 500 local gazetteer catalogs from the Ming Dynasty indicates that due to their orthodox stance,these gazetteer catalogs did not include a specific category for Xiaoshuo.Even if some Xiaoshuo works were recorded,they were not necessarily classified as Xiaoshuo,but rather as historical texts,philosophical texts,or miscellaneous texts.Therefore,their recording of Xiaoshuo works does not effectively reveal new developments in Ming Dynasty concepts of Xiaoshuo.The most reflective of the era-specific characteristics of Ming Dynasty Xiaoshuo concepts are the critical recordings of Xiaoshuo by figures such as Hu Yinglin,Li Zhi,and Yuan Hongdao outside of official and private book catalogs.It can be observed from these records that popular Xiaoshuo was not despised due to its popular nature.Furthermore,Xiaoshuo was no longer considered a subordinate of the Jingshi Zishu(“经史子书”) but gained recognition in its own right.Even more, due to its outstanding literary qualities,Xiaoshuo could be included in the categories of “excellent literary works” and “talented writers’ works”, thereby elevating the status of Xiaoshuo through the praise of its literary merits.