超越对立:英美契约理论下的身份观
Beyond Opposition:On the Concept of Status under the Common Law Theory of Contract
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摘要: “身份”和“契约”中的内在张力长期吸引着法学界对梅因论断的探索。然而,无论是“从身份到契约”还是“从契约回到身份”,以往的法律实践和学术叙事中多假设了“身份”和“契约”间的对立关系。通过对英美法契约理论的学术史考证,有助于摆脱对立概念的研究范式,探求“契约”下“身份”的镜像。古典契约法理论以抽象平等的个人为基础,强调合意和形式公平,打造了一套对于资产阶级有激励作用的分配制度。新古典契约法理论修正了古典契约法弊端,强调契约及其主体的多元化。关系型契约论试图推翻已有的传统契约法规则体系,从社会结构的外在视角强调契约团结、社会合作。在此三个理论阶段中,契约观下的身份呈不同的体现形式,也扮演着不同的作用:在古典契约法理论下,身份被虚化还原成同质化的抽象个人,以恪守形式公平;在新古典契约法理论下,对身份的重新认识使得法律得以重拾古典契约法下被忽略的实质公平;在关系型契约论中,身份充当着增强社会合作的功能。Abstract: The internal tension between “status” and “contract” continously attracts scholarly attention to the “Maine thesis”.Past authors have both argued human society evolves “from status to contract” or,a modern trend of “from contract to status” has emerged.However,existing legal practices and academic narratives entrench the underlying oppositional paradigm of “status” and “contract”.This paper attempts to abolish this paradigm by examining the evolution of contractual theory under the Anglo-American common law.An exploration of the varying concept of “status” shows how it plays a role under the frameworks of contract theories.Based on the abstract individuality and empahsising on the formal fairness,classical contract theory shaped a system of distribution that incentivise the bourgeoisie.Neoclassical contract theory corrected the shortcomings of classical contract law and recognised the plurality of contracts and their subjects.The relational contract theory attempts to overturn the existing traditional legal system of contract law and emphasises contractual solidarity and social cooperation from the external perspective of social structure.Different meanings were embodied to the concept of status in the evolution of contract law theories: the classical contract law theory reduced status to an individuality of homogenity and abstractness; under the neoclassical contract theory,the reconcpetualisation of status enabled the laws to regain substantive fairness that has been neglected under the classical contract law; under the relational contract theory,status acts as the component of enhancing social cooperation.
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