“熙尔控杨泰记案” 华英合璧全案刻本探赜
作者简介:屈文生,华东政法大学法律文明史研究院、外语学院教授(上海 201620)
摘要: 新发现的上海公共租界会审公堂于同治十三年末(1875年1月)开庭审理的“熙尔控杨泰记案”罕见中英双语全案刻本,完整记载了原告起诉状、被告答辩状、两造外籍律师对双方证人的直接询问、交叉询问、再直接询问及结案陈词等审前与审中各环节内容,对于会审公堂早期诉讼程序与审判模式等问题研究具有可贵的史料价值。本案前身熙尔控中国御国家案发生于1862年,因原告方欠缺关键物证,本于1863−1864年间已经美驻沪领事法庭组织“会断”为原告索欠不成立,但这起本已了结的陈案在美驻京公使的授意和驻沪总领事官的同意下,依据条约确立的被告主义管辖原则于1874年再度在另一司法机构即会审公堂提起“会审”。同一案件经“会断”到“会审”即一事二审的程序表明,西人实质性操纵着租界司法机构的案件管辖权。本案同时表明,实践中的早期华洋诉讼程序有别于《会审章程》文本中规定的诉讼程序,早期会审公堂实有初等公堂和高等公堂凡两种。初等公堂实行华官主审−洋官陪审制。高等公堂实行华官−洋官会讯制,遵循“审−判”分离模式,即案件由华官洋官会同审讯,判决由华官独立作出。领事在早期会审公堂扮演的是“断事者”而非“断法者”的角色。
Reading along the Archival Grain of the Hill vs. Ta Kee
- Available Online:
2023-01-20
Abstract: The newly discovered bilingual minutes of Hill vs. Takee, which was tried by the International Mixed Court at Shanghai in early 1875, with the pleadings, all the direct examination, cross-examination, re-direct and closing statements, is of great value for the research of the trial proceeding and mode of the early Mixed Court at Shanghai. Joint arbitration arranged by the American Consular Court at Shanghai dismissed Hill’s claim in 1863-1864 because it lacked the necessary evidence (bill of sale, charter party et al.). However, based on the lex personalis established by Sino-American treaties since 1844, the Case reopened in 1874 at the instigation of the American Minister in Beijing and the acquiescence of the Consul-General at Shanghai. The application of both joint arbitration and joint trial to the same case shows that the jurisdiction of courts at the Shanghai International Settlement were much dominated by consuls or minsters of Western powers in China. Moreover, the Case demonstrates how, in practice, the civil procedure of the early Mixed Court differs from that outlined in the Rules for the Mixed Court at Shanghai, 1869. The Case also demonstrates that the Mixed Court was a two-tiered court with a lower court and a higher court. The lower court was presided by a Chinese magistrate and a foreign assessor, usually Interpreter and Vice Consul, and the higher court by Shanghai Taotai and a foreign Consul or Consul General. The Hill vs. Ta Kee was tried jointly by the Shanghai Taotai and the American Consul General at Shanghai, while the judgment was left to be rendered by the Shanghai Taotai alone. In the early stages of the Mixed Court, a Consul or Consul General attending trial served as a trier of fact, not trier of law.