说“类族”——兼论中华民族形成过程中的诸族交融
作者简介:晁福林,北京师范大学史学理论与史学史研究中心教授(北京100875)、西北师范大学特聘教授(甘肃兰州730070)。
摘要: 《易传》所讲的“类族辨物”,是上古时代诸族交往交融的必要前提。但对其本义的解释,却历来多歧,其中将“类族”释为“审异而致同”,将“类族”的“族”解释为氏族、宗族之族,是诸种解释里较为妥帖的一种。辨析相关的氏族,求同而存异,此种“类族”的事情早在五帝时代就已经进行,相传舜的时候就曾“别生(姓)分类”。禹的时候又曾依据氏族的德行而赐土、赐姓。商代类族的情况主要反映在关于“比”的卜辞里。周代的类族趋于深入与精细,对于维持宗法社会秩序、强化宗族团结起到了积极作用。春秋战国时代社会上层贵族注重“属籍”,社会下层劳动群众则渐渐成为国家的“编户齐民”,这些都有“类族”的影响。“类族”是上古时代国家管理社会的重要理念与方式。通过先秦时期“类族”的历史发展,可以说明其在古代中国社会结构发展中的重要意义,加深对于中华民族形成过程中诸族交流、融汇的认识。
Say “Race”—— Discussion on the Integration of Various Ethnicities in the Formation Process of the Chinese Nation
Abstract: The concept of “distinguishing between different ethnic groups” discussed in the Book of Changes was a necessary prerequisite for the interaction and integration of various ethnic groups in ancient times.However,there have always been various interpretations of its original meaning,among which the interpretation of “class ethnicity” as “distinguishing differences to achieve similarities” and the interpretation of “clan” in “class ethnicity” as a clan or a clan of clans is one of the more appropriate interpretations.Distinguishing related clans and seeking similarities while preserving differences,this kind of “clan like” thing had already been carried out as early as the Five Emperor's era.It is said that during the reign of Shun,there was a “separate birth (surname) classification”.During the reign of Yu,land and surnames were granted based on the virtues of the clan.The situation of ethnic groups in the Shang Dynasty is mainly reflected in the divination about “bi”(“比”).The ethnic groups of the Zhou Dynasty tended to deepen and refine,playing a positive role in maintaining the order of the patriarchal society and strengthening clan unity.During the Spring and Autumn Period and the Warring States Period,the upper class aristocrats attached great importance to “membership”,while the lower class laboring masses gradually became the “household registration” of the state,all of which had the influence of “class”.“Clan like” is an important concept and method of state management of society in ancient times.Through the historical development of “ethnic groups” in the pre Qin period,its important significance in the development of ancient Chinese social structure can be demonstrated,deepening the understanding of the exchange and integration of various ethnic groups in the formation process of the Chinese nation.